Overview
Why choose Vanguard for Regulatory Compliance?
In an era of increasing regulatory scrutiny, a proactive compliance program is not optional — it is a business imperative. Our Regulatory Compliance team helps organisations build robust internal frameworks, respond to investigations, and navigate the complex web of domestic and international regulations. We combine deep regulatory expertise with practical business sense to deliver programs that protect without impeding growth.
Request a ConsultationWhat's included
01
Compliance Program Design
Tailored ethics and compliance programs built around your industry and risk profile.
02
Anti-Corruption & Bribery
FCPA and UK Bribery Act compliance, training, and investigation response.
03
Data Privacy
GDPR, CCPA, and global data protection compliance advisory and breach response.
04
Financial Regulations
SEC, FINRA, and banking regulatory compliance for financial institutions.
05
Internal Investigations
Confidential investigations into potential violations, misconduct, or fraud.
06
Regulatory Enforcement Defense
Representation in government investigations and enforcement proceedings.
How We Work
Our Process
Regulatory risk assessment across your operations
Gap analysis against applicable regulations
Program design and policy drafting
Training and implementation
Ongoing monitoring and annual compliance reviews
Common Questions
Frequently Asked Questions
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Ready to discuss your Regulatory Compliance needs?
Our team is ready to provide the expert counsel you need. Contact us today for a confidential consultation.